Misconceptions in Mechanics in First Year Engineering Students

 

CELEMIN, Miguel 1 & COVIAN, Enrique

1Avda. de Portugal,41, 24071-Leon (SPAIN), Universidad de Leon, dfqmcm@isidoro.unileon.es

 

Abstract: In March, 1992, the paper: The Force Concept Inventory (Hestenes, Wells and Swackhamer), was published in the March issue of The Physics Teacher. The FCI is a 29 multiple choice questions test concerning the Newtonian concept of force. The FCI can be used for evaluating instruction - by means of the analysis of the correct choices - and also, as a diagnostic tool, for identifying and classifying misconceptions. As it is generally known, misconceptions are common-sense beliefs about motion and force that are incompatible with Newtonian mechanics.

The FCI was translated into the Spanish language by the first author of this paper. When the FCI was given to the first year engineering students of different Spanish universities, not only the correct choice to each of the 29 questions was asked for, justification to each choice was also required and then examined. It has been observed that a lot of students did not know to justify an important percentage of their correct choices. Influence of justification has already been reported in a previous paper. Incorrect choices inform about the existence of misconceptions these ones classified according Hestenes's taxonomy. The FCI was first given, in Spain, in 1992, to the first year agricultural engineering students of engineering at the University of Leon; after that, it has been applied to other first year students at different Spanish universities. In this paper, the results got in Spain by means of the FCI will be presented and compared with those corresponding to the American universities where FCI was also given.

Keywords: misconceptions, force, test, mechanics

 

1  Introduction

In the past very few years, different authors have treated the problem of misconceptions in physics. As it is generally known, misconceptions are erroneous common-sense beliefs that when referred to physics; particularly, when referred to the Newtonian thinking, lead to a distorted perception of the physical world. Additionally, conventional instruction produces little change in these beliefs and this result is independent of the instructor and the mode of instruction [HESTENES et al, 1992]. In this paper, it will be shown the situation concerning the type - according Hestenes's taxonomy- and frequency of misconceptions in different first year Spanish students of engineering. These results will be compared with those obtained by Hestenes et al. in the Arizona State University.

2  The FCI test

The Force Concept Inventory (FCI) by David Hestenes, Malcolm Wells and Gregg Swackhamer, was published on volume 30 of The Physics Teacher magazine on March, 1992. It consists of 29 multiple option questions which require a choice between a group of alternatives of Newtonian concepts and common-sense about the six dimensions of the concept of "force" according with the Hestenes's taxonomy of misconceptions (Annex 1). Each question has only one correct option that is the Newtonian concept and all the questions have the same importance. The global result of the FCI informs about the correct understanding of the concept of "force" and also, let know about the Newtonian thinking and presence of misconceptions.

The FCI was applied by their authors to different populations formed by high school and university students at Arizona (USA). The FCI has also been applied to four different populations belonging to three Spanish universities. To evaluate the evolution of teaching-learning process, the FCI has to be given two times to each population; the first one, before the instruction period and the second one, after it. Conclusions to be drawn in this paper are based on five populations of university students (one of the USA and the others of Spain) selected among those students that take the two applications of the FCI in each population.

3  Application of the FCI

Table 1 provides information about each centre and its university where the two applications of FCI were done as well as the number of students that took part in them.

The FCI was firstly applied in Spain in 1992-1993 course, at the ESyTIA of the University of Leon, under the 1971 curriculum. It was applied two times: the first one before the instruction period, October 1992, and the second one after it, that was in April 1993; 90 students took the two applications of the FCI.

Table 1. Educational Centre and University, their acronyms, and dates in which the FCI has been applied and students who took it in each Centre.

EDUCATIONAL CENTRE
UNIVERSITY (COUNTRY)
1st FCI APPLICATION 2nd FCI APPLICATION
CENTRE AND UNIVERSITY ACRONYMS Students Month
Year
Students Month
Year
Escuela Superior y Tecnica de Ingenieria Agraria
Universidad de Leon, (Spain)
ESyTIA, ULE
90 October
1992
90 April
1993
Escuela Superior y Tecnica de Ingenieria Agraria
Universidad de Leon, (Spain)
ESyTIA, ULE
83 October
1996
83 February
1997
Escuela Tecnica Superior de Ingenieros Agronomos
Universidad Politecnica de Madrid, (Spain)
ETSIA, UPM
43 October
1997
43 March
1998
Escuela Tecnica Superior de Ingenieros de Caminos
Canales y Puertos
Universidad de Cantabria, (Spain)
ETSICCP, UC
86 October
1997
86 March
1998
Arizona State University (EE.UU.)
ASU
116
Approx.
Unknown 116
Approx.
Unknown

Then, in 1996-1997 course, under the 1995 curriculum, the FCI was newly applied at the ESyTIA; in this occasion 83 students took the first and the second application of the FCI; first time before, second time after the instruction period, that was: October 1996 and February 1997 respectively.

The same process was repeated at the ETSIA of the Universidad Politecnica de Madrid and at the ETSICCP of the Universidad de Cantabria, both in 1997-1998 course. A total of 43 students took the two applications of the FCI at the ETSIA and 86 students at the ETSICCP; in both cases, the first application was taken in October 1997 and the second one in March 1998.

It has also been considered the results of the two applications of the FCI at the Arizona State University, the first one previous than the instruction period and the second one after it. The total number of students that took the test was, approximately, 116.

It has to be taken into account that, after secondary instruction, no selection is required to become a first year student at the ESyTIA (ULE). Certain selection is asked for the first year students at ETSIA (UPM); finally, it is necessary to have a good qualification to begin studying at the ETSICCP (UC). It is also worthy to know that, at the ESyTIA, a new curriculum was approved in 1995; therefore, when the FCI was applied in the course 1996-1997, the new curriculum had been first implemented in the preceding course.

4  Results

First column in table 2 lists the misconceptions that reached or overtook the 50% of presence, at least in one of the five populations, in the first application of the FCI. The rest of the columns show the percentages reached in each population.

Table 2. List of misconceptions that have reached or overtaken 50% presence in the 1st application of the FCI in any of the five analysed populations.

MISCONCEPTION ESyTIA, ULE
OCTOBER 1992
ESyTIA, ULE
OCTOBER 1996
ETSIA, UPM
OCTOBER 1997
ETSICCP, UC
OCTOBER 1997
ASU
Pretest
[I.1] (9b) 19% 12% 23% 15% 52%
[I.1] (22c) 53% 60% 23% 24% 87%
[I.3] (5c) 57% 57% 44% 40% 62%
[I.3] (16c) 30% 39% 28% 14% 52%
[AF.1] (12b) 74% 69% 77% 80% 29%
[AR.1] (2a) 34% 57% 74% 50% 72%
[AR.1] (11d) 31% 40% 33% 24% 51%
[AR.1] (13b) 68% 66% 58% 52% 13%
[AR.2] (11d) 31% 40% 33% 24% 51%
[AR.2] (13c) 3% 11% 12% 9% 74%
[CI.1] (18a) 60% 52% 40% 35% 63%
[Ob] (9b) 19% 12% 23% 15% 52%
[R.2] (28d) 50% 55% 26% 24% 45%
[G.3] (3d) 32% 43% 19% 17% 54%

[Code of misconception after Hestenes's taxonomy, see Annex no. 1] (Number of question and choice, see Annex no. 2).

There was not any misconception presented in a percentage equal or superior to 50 in all the five populations analysed. Misconceptions [AF.1] (12b) and [AR.1] (13b) were found in the four Spanish populations with more than 50% percentage of presence. The misconception [AR.1] (2a) was chosen by 34% of the students that took the FCI in the course 1992-1993 at ESyTIA; nevertheless, four years later, that percentage rose till 57%. Percentages equal or superior to 50% were also found, in the aforementioned misconception, in the UPM, UC and ASU populations.

Regarding question number 12 (Annex no. 2), it has to be said that Hestenes et al considered option "b" as the correct one, because "buoyancy gets little attention in physics curriculum today" (Hestenes et al. 1992). Buoyancy effect is usually explained to the first year Spanish students of engineering; nevertheless, according to the results got in question 12, it seems that its understanding is still incomplete.

Seven misconceptions: [I.1] (9b), [I.3] (16c), [AR.1] (11d), [AR2] (11d), [AR.2] (13c), [0b] (9b), [G.3] (3d), having been selected by more of 50% of the students that took the FCI in the ASU, reached percentages under 50% in the four Spanish populations analysed.

Table 3 presents the evolution of the percentage found in the misconceptions listed in the first column of table 2; that is, table 3 adds to the information included in table 2 the percentage found in the second application of the FCI.

Table 3. Evolution of the percentages included in table 2 obtained after the 2nd application of the FCI.

  ESyTIA, ULE ESyTIA, ULE ETSIA, UPM ETSICCP, UC ASU
MISCONCEPTION OCT
92
APR
93
OCT
96
MAR
97
OCT
97
FEB
98
OCT
97
FEB
98
Pretest Post-test
[I.1] (9b) 19% 18% 12% 12% 23% 7% 15% 7% 52% 6%
[I.1] (22c) 53% 22% 60% 40% 23% 26% 24% 16% 87% 13%
[I.3] (5c) 57% 30% 57% 40% 44% 56% 40% 22% 62% 13%
[I.3] (16c) 30% 23% 39% 51% 28% 9% 14% 5% 52% 21%
[AF.1] (12b) 74% 72% 69% 71% 77% 86% 80% 74% 29% 92%
[AR.1] (2a) 34% 36% 57% 54% 74% 35% 50% 19% 72% 23%
[AR.1] (11d) 31% 29% 40% 33% 33% 30% 24% 5% 51% 21%
[AR.1] (13b) 68% 74% 66% 72% 58% 47% 52% 42% 13% 2%
[AR.2] (11d) 31% 29% 40% 33% 33% 30% 24% 5% 51% 21%
[AR.2] (13c) 3% 0% 11% 8% 12% 7% 9% 2% 74% 51%
[CI.1] (18a) 60% 54% 52% 51% 40% 40% 35% 19% 63% 21%
[Ob] (9b) 19% 18% 12% 12% 23% 7% 15% 7% 52% 6%
[R.2] (28d) 50% 54% 55% 52% 26% 37% 24% 10% 45% 23%
[G.3] (3d) 32% 28% 43% 40% 19% 0% 17% 2% 54% 20%

[Code of misconception after Hestenes's taxonomy, see Annex no. 1] (Number of question and choice, see Annex no. 2).

First of all, it has to be said that, regarding misconceptions listed in table 3, there are some that, after instruction, show a percentage higher than that presented in the first application of the FCI. Three of them: [I3], [AF.1] and [AR.1] even exhibited percentages in different populations that were higher than 50%. Among these persistent misconceptions it has to be highlighted the one defined as: "only active agents exert forces", the concept involved being the buoyancy effect as well as that other one stated as "greater mass implies greater force".

When comparing decreasing percentages from first to second application of FCI, there are seven occasions in which the percentage after instruction still remains over 50 %. This situation has been observed in the same population in five among the seven occasions. The concepts or principles involved and misconception detected being, respectively: buoyancy effect [AF.1] (12b); 3rd Newton's Law [AR.1] (2a); 2nd Newton's Law [CI.1] (18a) in two occasions and, finally, 2nd Newton's Law [R.2] (28d). The concepts involved in the two other occasions were known: buoyancy effect [AF.1] (12b), and 3rd Newton's Law [AR.2] (13c).

The misconception AF.1 (12b) is still chosen by more than 50% of the students that took the second application of the FCI; in three of the five populations examined, the percentage in the second application was even higher than it was in the first one. Misconception AR.1 (13b) only diminishes in two of the four populations that registered percentages over 50% in the first application, but percentages in the second application are near (in two populations) or clearly over 50%. The percentage of occurrence of misconception AR.1 (2a) in the second application was lower than in the first one in all of the populations where that percentage had been higher than 50%. Nevertheless, the percentage of occurrence was still superior to 50% in one of those populations. In table 3 it have been highlighted in bold italic characters all occasions in which the percentage reached in the second application of the FCI became over 50%.

Finally, it has to be noted that the biggest decreasing of misconception percentage were obtained in the ASU population. In the ASU, just the misconception AF.1 (12b) increases its presence from first to second application, though the latter one was over 90%; the percentage of occurrence of misconception AR.2 in the second application was still over 50%.

4  Summary and conclusions

The FCI (Hestenes et al, 1992) has been applied to four Spanish university populations in three universities: Universidad de Leon, Universidad Politecnica de Madrid and Universidad de Cantabria and the results got compared with those obtained by Hestenes et al at the University of Arizona (USA). In this paper, the FCI has been used to know the reach of the problem posed by the misconceptions.

In Spain, the FCI has been applied before and after the teaching-learning process corresponding to the Newton's Mechanics in first year students of engineering. This means that the number of students participating in the first application was normally bigger than it was in the second one. Selecting those students that had taken the first and the second application of the FCI formed the Spanish populations considered in this paper.

In examining the percentages of choice of each misconception, attention has been paid to those equal or superior to 50%. In the first application of the FCI there was not any misconception with a percentage equal or greater than 50% in all of the populations analysed. There was two misconceptions that reached or overtook 50% in four populations, they were those defined by Hestenes et al as "only active agents exert forces" and "greater mass implies greater force". The latter misconception was found in choice "a" of the question no 2 and in the choice "d" of the question no13. The concepts or principles involved in the aforementioned misconceptions were the buoyancy effect and the third Newton's Law. Taking into consideration the previous results it can be said that it has been found an incomplete comprehension of the third Newton's Law among the populations analysed.

Among the considered misconceptions listed in table 3, there are some that increase their percentage in the second application of the FCI; four of them, in eight occasions, even reached a percentage higher than 50%. One of the most persistent misconception was that defined as "only active agents exert forces" when checked by means of the concept of the buoyancy effect. The percentage of occurrence of the previous misconception was over 50%, in the second application in all the five populations. It has to be said that misconception "greater mass implies greater force", when checked by means of the third Newton's Law, has also shown a notable persistence because the percentage found in the second application has been nearly and in some cases clearly over 50%.

In addition to the misconceptions listed in tables 2 and 3, there was not any misconception showing percentages over 50% in the second application. Nevertheless, it would have to be studied the admissible percentage of a misconception in a second application of the FCI; the 50% used in this study seems to be a superior limit, being desirable to diminish this percentage. In any case, it seems necessary to develop teaching-learning techniques oriented to reduce the problem posed by the misconceptions.

It would be, therefore, necessary to design strategies to reduce these percentages.

Annex 1 : Misconceptions cited in tables 2 and 3, after Hestenes's taxonomy

1. Impetus

I.1. Impetus supplied by "hit", its presence is associated with question 9, option "b" and question 22, option "c".

I.3. Impetus dissipation, its presence is associated with question 5 option "c" and question 16, option "c".

2. Active Force

AF.1. Only active agents exert forces; its presence is associated with question 12, option "b".

3. Action/Reaction Pairs

AR.1. Greater mass implies greater force, its presence is associated with question 2, option "a", question 11, option "d" and question 13, option "b".

AR.2. Most active agent produces greatest force; its presence is associated with question 11, option "d" and question 13 option "c".

4. Concatenation of Influences

CI.1. Largest force determines motion; its presence is associated with question 18 option "a".

5. Other Influences of Motion

Ob. Obstacles exert no force; its presence is associated with question 9 option "b".

Resistance

R.2. Motion when force overcomes resistance, its presence is associated with question 28 option "d".

Gravity

G.3. Heavier objects fall faster; its presence is associated with question 3, option "d".

Annex no 2: Text of the questions associated to the misconceptions listed in tables 2 and 3

The questions involved in misconceptions listed in tables 2 and 3 are, in order of appearance, the following:

2. Imagine a head-on collision between a large truck and a small car. During the collision,
  a) The truck exerts a greater amount of force on the car than the car exerts on the truck.
  b) The car exerts a greater amount of force on the truck than the truck exerts on the car.
  c) Neither exerts a force on the other, the car gets smashed simply because it gets in the way of the truck.
  d) The truck exerts a force on the car but the car doesn't exert a force on the truck.
  e) The truck exerts the same amount of force on the car as the car exerts on the truck.
 
3. Two steel balls, one of which weighs twice as much as the other, roll off of a horizontal table with the same speeds. In this situation:
  a) Both balls impact the floor at approximately the same horizontal distance from the base of the table.
  b) The heavier ball impacts on the floor at about half the horizontal distance from the base of the table than does the lighter
  c) The lighter ball impacts on the floor at about half the horizontal distance from the base of the table than does the heavier.
  d) The heavier ball hits considerably closer to the base of the table than the lighter, but not necessarily half the horizontal distance.
  e) The lighter ball hits considerably closer to the base of the table than the heavier, but not necessarily half the horizontal distance.
 
5. A boy throws a steel ball straight up. Disregarding any effects of air resistance, the force(s) acting on the ball until it returns to the ground is (are):
  a) Its weight vertically downward along with a steadily decreasing upward force.
  b) A steadily decreasing upward force from the moment it leaves the hand until it reaches its highest point beyond which there is a steadily increasing downward force of gravity as the object gets closer to the earth.
  c) A constant downward force of gravity along with an upward force that steadily decreases until the ball reaches its highest point, after which there is only the constant downward force of gravity.
  d) A constant downward force of gravity only.
  e) None of the above, the ball falls back down to the earth because that is its natural action.
 
* Use the statement and diagram below to answer the next question.
The diagram depicts a hockey puck sliding, with a constant velocity, from point "A" to point "B" along a frictionless horizontal surface. When the puck reaches point "B", it receives an instantaneous horizontal "kick" in the direction of the heavy print arrow.

The diagram depicts a hockey puck sliding, with a constant velocity, from point "A" to point "B" along a frictionless horizontal surface. When the puck reaches point "B", it receives an instantaneous horizontal "kick" in the direction of the heavy print arrow.

 
9. The main forces acting, after the "kick", on the puck along the path you have chosen are:
  a) The downward force due to gravity and the effect of air pressure.
  b) The downward force of gravity and the horizontal force of momentum in the direction of motion.
  c) The downward force of gravity, the upward force exerted by the table, and a horizontal force acting on the puck in the direction of motion.
  d) The downward force of gravity and an upward force exerted on the puck by the table.
  e) Gravity does not exert a force on the puck; it falls because of the intrinsic tendency of the object to fall to its natural place.
 
Two students, student "A" who has a mass of 95 Kg and student "B" who has a mass of 77 Kg, sit in identical office chairs facing each other. Student "A" places his bare feet on student "B's" knees, as shown below. Student "A" then suddenly pushes outward with his feet, causing both chairs to move.

11. In this situation,
  a) Neither student exerts a force on the other.
  b) Student "A" exerts a force on "B", but "B" doesn't exert any force on "A".
  c) Each student exerts a force on the other but "B" exerts the larger force.
  d) Each student exerts a force on the other but "A" exerts the larger force.
  e) Each student exerts the same amount of force on the other.
 
12. A book is at rest on a tabletop. Which of the following force(s) is(are) acting on the book?

1. A downward force due to gravity.
2. The upward force by the table.
3. A net downward force due to air pressure.
4. A net upward force due to air pressure.

  a) 1 only
  b) 1 and 2
  c) 1, 2 and 3
  d) 1, 2 and 4
  e) none of these, since the book is at rest there are any forces acting on it.
 
* Refer to the following statement and diagram while answering the next question.
A large truck breaks down out on the road and receives a push back into town by a small compact car.

13. While the car, still pushing the truck, is speeding up to get up to cruising speed;
  a) The amount of force of the car pushing against the truck is equal to that of the truck pushing back against the car.
  b) The amount of force of the car pushing against the truck is less than that of the truck pushing back against the car.
  c) The amount of force of the car pushing against the truck is greater than that of the truck pushing against the car.
  d) The car's engine is running so it applies a force as it pushes against the truck but the truck's engine is not running so it can't push back against the car, the truck is pushed forward simply because it is in the way of the car.
  e) Neither the car nor the truck exert any force on the other, the truck is pushed forward simply because it is in the way of the car.
 
16. Which of the paths in the diagram to the right best represents the path of the cannon ball?

 
18. An elevator, as illustrated, is being lifted up an elevator shaft by a steel cable. When the elevator is moving up the shaft at a constant velocity;

  a) The upward force on the elevator by the cable is greater than the downward force of gravity.
  b) The amount of upward force on the elevator by the cables equals to that of the downward force of gravity.
  c) The upward force on the elevator by the cable is less than the downward force of gravity
  d) It goes up because the cable is being shortened, not because of the force being exerted on the elevator by the cable.
  e) The upward force on the elevator by the cable is greater than the downward force due to the combined effects of air pressure and the force of gravity.
 
22. A golf ball driven down a fairway is observed to travel through the air with a trajectory (flight path) similar to that in the depiction below.

Which of the following force(s) is(are) acting on the golf ball during its entire flight?

1. The force of gravity
2. The force of the "hit"
3. The force of air resistance

  a) 1 only.
  b) 1 and 2.
  c) 1, 2 and 3.
  d) 1 and 3.
  e) 2 and 3.
 
28. A large box is being pushed across the floor at a constant speed of 4,0 m/s. What can you conclude about the forces acting on the box?
  a) If the force applied to the box is doubled, the constant speed of the box will increase to 8 m/s.
  b) The amount of force applied to move the box at a constant speed must be more than its weight.
  c) The amount of force applied to move the box at a constant speed must be equal to the amount of the frictional forces that resist its motion.
  d) The amount of force applied to move the box at a constant speed must be more than the amount of the frictional forces that resist its motion.
  e) There is a force being applied to the box to make it move but the external forces such as friction are not "real" forces they just resist motion.

References

CELEMIN, M. & PALENCIA, C. Evaluating the effectiveness of teaching learning process. Copenhagen. PTEE'97. Available from http://www.pwg.vslib.cz/Recent/PTEE%201997/proceed.htm.

CELEMIN, M. & COVIAN, E. El FCI como instrumento de evaluacion del proceso ensenanza aprendizaje de la mecanica en ensenanzas tecnicas. Las Palmas de Gran Canaria :Universidad de lasPalmas de Gran Canaria,1998, 19 s. ISBN 84-89728-69-O.

HESTENES, D.; WELLS, M. & SWACKHAMER, G. Force Concept Inventory. Stony Brook: The Physics Teacher (number 30), March, 1992, 141-158.

Acknowledgements

The present study has been financed by means of a grant of The Department of Education (Consejeria de Educacion) of the Autonomous Government (Junta de Castilla y Leon).